This role is with an expanding Employee Benefit Consultancy and candidates should be fully aware of the regulatory requirements/environment surrounding such a role, be able to manage the operational compliance requirements of a fast paced office, and also have the technical ability to review compliance/client related client documentation in this regard.
Our client seeks a hands-on Compliance professional with a track record of success.
The role will cover ;
- FSA Reporting requirements
- Training & Competence
- Money Laundering
- Reporting to the partnership
The successful candidate should have gained experience as a Compliance officer in a previous or current role at a financial adviser or third party administrator.
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Reference No; FSACompCrdf1401
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