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SRS PENSIONS
FSA Regulatory Compliance Manager    Cardiff     £doe
 

This role is with an expanding Employee Benefit Consultancy and candidates should be fully aware of the regulatory requirements/environment surrounding such a role, be able to manage the operational compliance requirements of a fast paced office, and also have the technical ability to review compliance/client related client documentation in this regard.

Our client seeks a hands-on Compliance professional with a track record of success.
The role will cover ;

  • FSA Reporting requirements
  • Training & Competence
  • Money Laundering
  • Reporting to the partnership

The successful candidate should have gained experience as a Compliance officer in a previous or current role at a financial adviser or third party administrator.

 

Reference No; FSACompCrdf1401

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